Find Lawyers in British Columbia, Canada for Securities Law
Practice Area Overview
Generally, in each Canadian jurisdiction, a distribution of securities must be qualified by a prospectus that is filed with and cleared by the relevant securities regulatory authority unless an exemption from this requirement is available. In addition, securities legislation in the various Canadian jurisdictions deems certain trades in securities that were previously acquired under an exemption from the prospectus requirements, called "first trades," to be distributions. Securities of an issuer that is a reporting issuer under Canadian securities laws (that is, an issuer that is subject to periodic reporting requirements) and that were acquired under an exemption from the prospectus requirements are generally freely tradable, depending on the exemption relied upon, after a four-month hold period. The most regularly relied upon exemption from the prospectus requirements is the accredited investor exemption (permits certain qualified investors, including institutional investors and persons or companies that meet income or asset tests, to acquire securities on a prospectus-exempt basis).
Lawyers in this area must have a comprehensive understanding of the provincial securities laws administered by the applicable provincial regulatory authority, as well as the rules and policies of the national securities exchanges and IIROC (Investment Industry Regulatory Organization of Canada, which is the national self-regulatory organization that oversees all investment dealers and trading activity on debt and equity marketplaces in Canada). An important aspect of the practice is advising issuers and other market participants as to which information about the issuer and the securities being offered is "material" and therefore requires disclosure in offering materials or other disclosure documents.
Daniel Allen is a partner in the Vancouver office of Gowling WLG. His practice focuses on public and private offerings of securities, mergers and acquisitions and advising on securities regulatory requirements. In addition to transaction related work, Daniel provides ongoing advice on securities and business law matters to public and private corporations and individuals. He acts as counsel to numerous mining companies listed on the Toronto Stock Exchange and the TSX Venture Exchange. He provi...
Rod is Associate Counsel with Harper Grey and the Co-Chair of our Securities Group. Consistently ranked as a leader in his field by ranking publications including Lexpert, Best Lawyers, Chambers, and Benchmark, he has established a reputation for himself among clients and colleagues as dependable, hardworking, and knowledgeable. Rod is a Fellow of the Litigation Counsel of America, an invitation-only trial lawyer honorary society where Fellows are selected and invited into Fellowship after be...
With 19 years of experience in corporate finance and securities law, Angela is sought out for her ability to efficiently manage complex, time-sensitive transactions and provide pragmatic advice to executives and boards on compliance, governance and risk management issues. As an experienced securities lawyer, Angela advises domestic and international companies across industries in connection with strategic M&A, stock exchange listings, compliance, joint ventures, financings, corporate gove...
Stuart practises corporate and commercial law, with an emphasis on corporate finance and securities and mergers and acquisitions. Stuart has acted for domestic and international companies in a wide variety of transactions including equity and debt financings, business combinations, acquisitions and stock exchange listings. He also advises clients on corporate and securities regulatory compliance issues and corporate governance matters. Stuart has extensive experience acting for clients involv...
Brian is a strategic advisor for his clients. He focuses on facilitating opportunities and solving problems on their behalf by combining his legal experience, business background and negotiation skills with diligence and common sense. He has extensive experience in assisting both public and private clients, with a special emphasis on established/emerging entrepreneurs. Brian works closely with his clients in Western Canada and beyond in a variety of matters, including acquiring and selling bu...
Mr. Clemens has practised as counsel in the field of civil litigation and administrative law since being called to the Bar in British Columbia in 1976. His practice has included appearances in all of the Superior Courts of British Columbia and the Supreme Court of Canada and before arbitration panels involving shareholders and partnership disputes, professional negligence claims, real estate, employment, securities, banking, insurance and maritime litigation. Mr. Clemens is experienced in adm...
Tracey Cohen, KC is a leading commercial litigation and dispute resolution Partner in the Vancouver office. Tracey has been recognized for expertise in Corporate and Commercial Litigation, Securities Litigation and International and Commercial Arbitration and has repeatedly been recognized as one of Canada’s top 25 female litigators. Tracey was appointed as King’s Counsel in 2015 and was admitted as a Fellow of the American College of Trial Lawyers in March 2019. Tracey has been n...
Geoff Cowper, KC is a leading general litigator and a leader of the Firm's Litigation & Dispute Resolution group. Geoff has served as counsel in leading private and public cases in Canada and internationally. These have included leading decisions with national and international dimensions respecting commercial law, public law and human rights.
Vik advises clients as a member of the Securities/Corporate Finance/Mergers & Acquisitions Team. He recognizes that businesses have diverse needs and require practical, manageable, and intelligent legal solutions in order to succeed. Vik provides these legal solutions by leveraging his professional experience and robust relationships, helping his clients accomplish their goals on-time and on-budget. Vik believes that efficiency and creativity are key to success. He strives to maintain an ...
Jonathan Drance was a senior partner and in January 2014 he transitioned to being a consultant to Stikeman Elliott. He has specialized expertise in project development and financing, including undertaking various activities in M&A and the capital markets relating to capital projects and infrastructure. From 2008 to 2010 Jonathan served on the Board of BC Hydro and, at various times, served as Chair of each of its Corporate Governance Committee and its Capital Projects Committee.
Rory Godinho is the Managing Partner of Miller Thomson’s Vancouver office and a leader of the capital markets and securities group. He has an extensive client base which includes private and publicly traded companies in the natural resource, technology/biotechnology, telecommunications and industrial sectors and also acts for several independent investment dealers. Rory has extensive experience advising such clients on a broad range of matters such as initial public offerings, public an...
Mitchell joined Farris in July 1998 after spending the majority of the previous 28 years with the Vancouver office of McCarthy Tétrault LLP. He served as their Managing Partner from 1988 to 1990. Prior to joining that firm, he spent three years as a professor in the Faculty of Law at Western University in London, Ontario. Mitchell has an active practice, often giving advice in complex transactions, including to boards of directors and independent committees of boards of directors; corp...
For the past 20 years, Dave has been practicing corporate and securities law with a primary focus on capital market transactions and business law matters, including equity and debt financings, initial public offerings and mergers and acquisitions. Dave provides ongoing advice to public and private companies regarding corporate governance, continuous disclosure obligations, and various other corporate and securities law compliance matters. In addition, he has extensive experience acting for Ag...
Oliver concentrates his practice on complex business disputes and time-sensitive bet-the-company commercial matters. Public and private corporations, partnerships, shareholders, directors, officers, boards, and others seek him out for a wide range of litigation matters affecting businesses in every industry. He has a strong record of delivering winning results in matters involving director and officer liability, media and defamation issues, corporate governance and shareholder rights disputes...
The fulcrum of success is strategy. While an innovative product or breakthrough technology can position a company competitively, businesses need a solid strategy and structure from which to grow and succeed. Virgil understands this interdependency and develops creative, tailored and lucrative strategies for companies to thrive in the global market. C-suite clients trust Virgil as their business advisor and advocate. They count on him to accomplish transactions with speed and accuracy so that ...
Blair Horn is a leading M&A and securities lawyer based in the Vancouver office. Blair works with both public and private companies on domestic and cross border M&A transactions, public equity and debt financings, venture capital and private equity financings, and corporate governance matters. Blair has advised a number of clients including technology companies, agribusiness, food and beverage companies, industrial and mining concerns, boards, independent committees of boards, underwr...
Georald Ingborg is a Partner in our Securities and M&A Group in Vancouver. With expertise in domestic and international public and private financing (debt and equity), mergers and acquisitions and public company reporting and compliance, Georald’s services are highly coveted by issuers and financial institutions, primarily in the mining industry, as well as the technology, biotechnology and industrial sectors.
Brett Kagetsu is a partner in the firm's Vancouver office and is the former Vice-Chair of the firm's Corporate Finance, M&A and Private Equity Practice Group. Brett assists both issuers and underwriters with public offerings, private placements, reverse takeovers and Capital Pool Company qualifying transactions. Brett is often involved with plans of arrangement, amalgamations and spin-out transactions. Brett assists Canadian public companies with their regulatory compliance including with...
Cyndi Laval is a partner in Gowlings’ Vancouver office and co-leader of Gowlings' national Corporate Finance, M&A and Private Equity Group and Global Mining Group. She specializes in the areas of corporate finance, securities, mergers and acquisitions, and mining law. Cyndi’s practice involves advising both domestic and foreign companies regarding friendly and hostile merger transactions, corporate finance activities, such as equity and debt financings, stock exchange listings...
Hector has over 30 years of practice experience providing legal advice to high growth public and private companies, many of which achieving valuations exceeding $1 billion over a broad range of industry sectors, including technology, life sciences, health and new media, mining, and clean energy advising on corporate domestic and cross-border public and private securities offerings, mergers and acquisitions and international partnering and licensing transactions, and boards of directors and in...
Iain Mant is a prominent securities and mergers and acquisitions lawyer in Fasken’s Vancouver office. His diverse practice focuses on advising varied clients on public equity and debt financings, mergers and acquisitions, joint ventures, corporate governance, and general corporate matters. Iain is sought out for his more than 30 years’ of expertise by clients in the technology, mining, oil and gas, media, and life sciences industries. He acts for issuers, underwriters and venture ...
Just like business, law is dynamic. While there are many ways to structure and consummate a transaction, it takes the right mix of knowledge, experience, passion, creativity and strategy to achieve success. Providing exceptional client service on a wide variety of matters, Cam effectively utilizes his knowledge and experience to navigate complex transactions while maximizing value and reducing risk in the advancement of our clients’ businesses. Over the years, Cam has built a large netw...
Stewart Muglich is the leader of Alexander Holburn's Corporate Finance + Securities, Mergers + Acquisitions and Cannabis Practice Groups. He is also a member of the Corporate/Commercial Practice Group. Since 2016, Stewart has been recognized by Best Lawyers® in Canada for his work in corporate law. Stewart has been advising clients in corporate finance and securities matters, mergers, acquisitions, divestitures, reorganizations and going private transactions for almost three decades. He h...
Ron is the firm’s Securities Group leader. For over 25 years, his practise has focused on mergers & acquisitions (negotiated and unsolicited), equity and debt financings (public and private) and complex commercial transactions. Ron’s clients operate in a variety of industry sectors, including technology, life sciences and mining. They include public and private companies, limited partnerships, REITs, investment funds, portfolio managers and securities dealers. Ron has extensiv...
Joven Narwal is a leading Vancouver trial and appellate lawyer whose practice is devoted to complex and serious cases where liberty and reputation are at stake, primarily in the areas of criminal litigation, securities litigation, professional regulation, and specialty civil litigation involving criminal overtones. Inducted into Best Lawyers Canada, he has also been recognized as a “Litigation Star” and shortlisted for “White Collar Crime / Enforcement Lawyer of the Year&rdq...
Andrew Nathanson, KC is Co-Leader of the firm’s White Collar Defence and Investigations group. His practice focuses on complex commercial litigation and white collar crime. Andrew is sought after by corporations, directors and investors for his expertise in shareholders' disputes, oppression claims, proxy contests, and commercial disputes. Many of Andrew's commercial cases involve multi-jurisdictional disputes. Andrew was co-counsel for Lions Gate Entertainment, successfully defeating t...
Irwin Nathanson, K.C. is one of the top trial and appellate lawyers in British Columbia, and has litigated many of British Columbia’s leading complex business disputes. Leading publications have referred to Mr. Nathanson, saying: "Irwin is still going like a champ, a ‘senior statesmen’ who still doesn’t miss a beat“; You won’t find a better litigator anywhere in the country”; “He is the biggest gun in Vancouver”; He is “resolute, coo...
Advising both public and private companies, Denise has experience in a broad range of domestic and cross-border transactions including mergers and acquisitions, plans of arrangements and other corporate reorganizations and debt and equity financings. Her practice also focuses on advising issuers with respect to securities reporting, compliance and disclosure obligations and general corporate matters. In addition, Denise advises clients on mining and oil & gas title matters and project per...
Businesses regularly engage in a myriad of complex corporate, commercial and securities transactions. Mauro leverages over two decades of practice to provide creative, strategic and practical solutions to assist issuers, investors and entrepreneurs navigate the complex legal and regulatory issues on matters of commercial, corporate finance and securities law. Junior issuers and venture investors often negotiate creative corporate, commercial and securities transactions; transactions which req...
Bernie assists clients as a member of the Securities/Corporate Finance/Mergers & Acquisitions Team. Bernie has acted for a wide variety of companies listed on the Toronto Stock Exchange, the TSX Venture Exchange, the American Stock Exchange and NASDAQ. He has particular expertise in dealing with technology and mining companies and handling companies with international projects. Bernie also acts or has acted as a director or officer of various publicly listed companies. Bernie has jointly ...
Britt practises largely in the areas of corporate/commercial, corporate finance and securities, mergers and acquisitions and corporate governance. She has extensive experience navigating securities laws, corporate laws, stock exchange policies and the recommendations of shareholder advisory groups in order to advise clients on a wide range of matters in a practical and timely manner. She has acted as lead counsel on complex domestic and international transactions. Britt has particular focus i...
Brigeeta represents clients in all aspects of enforcement and securities regulatory proceedings and related litigation, focusing on matters involving allegations of securities fraud, insider trading, market manipulation, Ponzi schemes, illegal distributions, and money laundering. Before joining Cozen O’Connor, Brigeeta was a partner at a leading international firm, a prosecutor in the Enforcement Department at the British Columbia Securities Commission, a criminal investigator, and spec...
Harj is one of the founding partners of Sangra Moller LLP. Harj received his LL.B. from the University of British Columbia in 1984 and was admitted to the British Columbia Bar in 1985. Harj has been recognized in the Canadian Legal Lexpert Directory as one of the "repeatedly recommended" corporate finance and securities lawyers in British Columbia. He is also included in The Best Lawyers in Canada in the categories of Corporate Law (Finance) and Mergers & Acquisitions Law (Timber). Harj p...
Steve Saville has an active corporate/commercial transactional practice in Fasken Martineau’s Vancouver office. From advising public and private multinational corporations and middle-market businesses, in a broad range of industry sectors, Steve’s clients seek him out for complicated domestic and international ventures as well as routine matters. A collaborative and persistent practitioner, Steve effectively counsels clients on public and private financings, and mergers and acquis...
Lucy Schilling practices in the Capital Markets & Securities group with particular focus on securities, corporate finance and corporate/commercial law. She works closely with clients to close their transactions in a timely, organized and cost-effective manner. Her practical and solution-oriented approach to solving problems allows her to contribute collaboratively and creatively on any given project. Lucy advises on general corporate and commercial matters, securities and stock exchange r...
Lyndsay Schooley is Counsel in Farris' Corporate Finance and Securities, Mergers and Acquisitions and Mining law practice groups. Lyndsay brings over ten years of experience advising both public and private clients in connection with corporate finance matters, securities regulation, mergers & acquisitions transactions, corporate governance and shareholder rights, with a strong emphasis on the natural resources sector. Lyndsay is the former Vice Chair of the Securities Law Section of the B...
David Selley practises in the fields of corporate finance and securities, corporate & commercial transactions, mergers and acquisitions, banking and competition and regulatory compliance. David has experience in negotiating and drafting corporate documents, including securities offering documents, purchase and sale agreements, loan and security documents, and other contracts. David acts for clients in a variety of industries, including technology and information communications, utilities,...
Formerly DuMoulin Black’s Managing Partner, J. Douglas Seppala now acts as special counsel. He practises in the areas of corporate and securities law and has extensive experience advising private and public companies domestically and internationally in various transactions, including venture capital and private equity financing, cross border financings, public offerings, stock exchange listings, private placements, take-over bids, mergers and corporate reorganizations, shareholders/prox...
Howard Shapray, Q.C., FCIArb. In a career that has spanned more than four decades, Mr. Shapray has been called upon by some of Canada's most prominent entrepreneurs to represent them when the stakes are high and the chips are down. Mr. Shapray’s clients are a Who's Who of Canadian business. In 2013, he and his partners won a landmark $93 million award for his client in a breach of fiduciary duty / corporate opportunity case. Over the years, he has successfully prosecuted and defended a ...
John’s practice has substantial transaction-based and project-based components. It also embraces ongoing advisory work to business clients ranging from large corporations to family businesses to fiduciaries. John has also had significant experience in directing major litigation for clients. John advises clients who operate in a range of industries, including mining, bulk terminal operations, forestry, transportation, and in the financial institution, private investment and energy sector...
Don Sorochan practiced law from 1972 - 2017 with Miller Thomson LLP and its predecessor firm Swinton & Company. Upon retirement from Miller Thomson, he continues his practice through Donald J. Sorochan Law Corporation. Don Sorochan’s practice encompasses the areas of securities, criminal defence work, commercial and construction litigation, aviation law, administrative law, and criminal prosecution for both the federal and provincial governments. Don’s advocacy work has result...
Kevin advises clients across a number of industries on capital markets and securities matters, mergers and acquisitions, corporate reorganizations, corporate governance and financing. Kevin Sorochan regularly acts for securities dealers in equity and debt financing transactions, including private placements, rights offerings and prospectus filings. He also advises management and special committees of resource and non-resource clients with respect to initial public offerings, reverse take-over...
Jay Sujir is a Partner in Farris’ Mining and Securities practice groups and has nearly 30 years experience acting for mining and other natural resources companies. He was called to the BC Bar in 1986 after obtaining his LLB from the University of Victoria. He obtained his BA (Economics & Philosophy) in 1981, also from the University of Victoria.
Patrick is a senior results-oriented securities and corporate-commercial litigator. Patrick regularly represents brokers, brokerage firms, executives, professionals, directors and officers of private and public companies, shareholders and other business people with legal matters involving the capital markets before all levels of court, securities and regulatory tribunals (the British Columbia Securities Commission, IIROC, FICOM, Insurance Council and the insurance Council as examples). Patric...
Jason practices corporate and securities law with a primary focus on mergers and acquisitions, complex commercial arrangements, including joint ventures, corporate finance and corporate law. Jason has extensive experience advising boards of directors and special committees on mergers and acquisitions (hostile and negotiated), corporate governance and shareholder activism. As a senior partner, Jason focuses on providing strategic advice on complex, high-impact transactions. Jason advises entre...
Kathy Tang practices in the Capital Markets & Securities group, working in the areas of securities, corporate finance and corporate/commercial law. She has extensive transactional experience, assisting clients with a variety of matters such as initial public offerings, private placements, stock exchange listing applications, reverse takeovers, corporate restructurings and ongoing public company compliance. Kathy brings valuable experience of involvement in policy initiatives of the Canadi...
Brandon Deans is a corporate and securities lawyer in Fasken's Emerging Technology group with a focus on advising emerging companies throughout their lifecycles, from inception through to exit. Brandon advises clients on a wide range of transactional and day-to-day matters. Brandon maintains a broad corporate practice, advising on matters including company formation, venture financings, public and private securities offerings, mergers and acquisitions, capital markets transactions and general...
Andrea Lejay practises in our business law group, with a focus on corporate law and securities matters. She advises public and private companies on corporate finance transactions, mergers and acquisitions, general corporate matters and securities regulatory compliance. In corporate finance, Andrea represents companies and, as applicable, underwriters, with initial public offerings, prospectus financings, private placements and rights offerings. For M&A, Andrea represents public acquirors ...
Marco Maduri is a corporate and securities lawyer in Vancouver. He works with clients in connection with public and private M&A transactions as well as debt and equity financings. Marco assists clients across a variety of industries including technology, mining, financial services, and cannabis. By working to understand each client’s underlying objectives, Marco leverages his business experience in order to spot opportunities, identify risks, and provide bespoke legal solutions.
Gosia focuses on getting the best results for her clients and closing transactions in a timely and efficient manner. She maintains a broad securities and M&A practice. Gosia provides strategic advice to public and private companies on mergers and acquisitions, debt and equity offerings, capital markets, regulatory compliance, start-up matters and corporate governance. She has solid experience in closing complex commercial transactions, preparing relevant documents and managing stakeholder...
Michael is an associate in the Corporate and Securities Group. His practice is primarily in the areas of corporate and securities law with a focus on capital market transactions such as mergers and acquisitions, public offerings, private placements and corporate reorganizations. In addition, Michael also provides advice to public and private companies with respect to securities regulatory compliance, stock exchange matters, continuous disclosure obligations, directors' liability, corporate go...
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