Brad Moore

Brad Moore specializes in corporate, securities, transactional and financial services litigation. Brad represents investment dealers, registered representatives and other market participants in civil and regulatory proceedings, and he also regularly leads complex and sensitive internal investigations in both the public company and securities dealer contexts. In addition, Brad frequently acts on matters involving shareholder disputes, and in statutory plan of arrangement proceedings.

Brad has appeared before both levels of the Federal Court, the Ontario Court of Appeal, the Superior Court of Justice and the Provincial Court of Justice, as well as before the Ontario Securities Commission, the Investment Industry Organization of Canada (IIROC), and the Mutual Fund Dealers Association of Canada (MFDA). He has also represented clients in lengthy and complex international and domestic commercial arbitrations.

Brad’s experience includes a secondment to a large financial institution, where he managed securities litigation for the institution's wealth management business and advised on a broad range of securities-related matters.

Between 2019 and 2021, Brad served as a member of the Ontario Securities Commission's Securities Proceedings Advisory Committee, which provides comment and advice on a variety of policy and procedural initiatives relating to proceedings before the OSC’s administrative tribunal.