Robert J. Melgaard

Robert J. Melgaard is a partner in the Corporate and Securities practice group. Mr. Melgaard has over 30 years of extensive experience representing issuers in the areas of public and private securities offerings of debt and equity, including initial public offerings, Rule 144A/Reg. S offerings and shelf registrations, compliance with public company reporting and proxy solicitation requirements, the Sarbanes-Oxley and Dodd-Frank Acts, public disclosure obligations, corporate governance, stock exchange listings and compliance, employee benefit plan securities law matters, insider trading, and insider securities ownership reporting and short-swing profit liability. Over the years, he has guided numerous companies on the public offering process and has advised over 30 companies on the business and regulatory aspects of being a publicly-traded company. Mr. Melgaard regularly advises Boards of Directors and Board committees on governance, fiduciary duties and compliance matters. He also conducts training for directors and senior management of public companies on corporate governance and securities compliance, including insider trading. Mr. Melgaard’s corporate governance experience includes providing advice on Board and Board committee practices, structure and composition, including governance guidelines, committee charters and self-evaluations, shareholder activism, takeover defenses, executive officer and director succession planning, risk management, executive officer and director compensation matters, related party transactions, say-on-pay matters and shareholder proposals.

Experience

Representative Transactions/Cases:

• Rule 144A/Reg. S offering of $300 million of 7.25% senior notes by a NYSE midstream service company and subsequent related registered exchange offer on Form S-4
• Rule 144A/Reg. S offering of $325 million of 6.375% senior notes by a NYSE midstream service company and subsequent related registered exchange offer on Form S-4
• Establish up to $300 million at-the-market offering program for a NYSE midstream service company
• Underwritten public offering of $233 million of common stock by a NYSE midstream service company
• Private placement of 10.1 million shares of common stock (19.9% of outstanding shares) by a NYSE global contractor specializing in energy infrastructure in exchange for covenant relief by lenders
• Rule 144A/Reg. S offering of $300 million of 7.5% senior notes by a NYSE midstream service company and subsequent related registered exchange offer on Form S-4
• Rule 144A/Reg. S offering of $400 million of 6 5/8% senior subordinated notes by a NYSE integrated energy company and subsequent related registered exchange offer on Form S-4
• Underwritten public offering of $250 million of 6 5/8% senior subordinated notes by a NYSE integrated energy company
• Issuer tender offer for $59.4 million of outstanding 2.75% convertible senior notes by a NYSE global contractor specializing in energy infrastructure
• Issuer tender offer for $32 million of outstanding 6.5% convertible senior notes by a NYSE global contractor specializing in energy infrastructure
• Underwritten public offering of $131 million of common stock, executed as a forward sale transaction, by a NYSE utility holding company
• Filing of Form 10 with the SEC for a midstream service company and original listing of its common stock and warrants on the NYSE
• Underwritten public offering of $200 million of 5.875% senior notes by a NYSE utility holding company
• Underwritten public offering of $180 million of first mortgage bonds by wholly-owned electric utility subsidiary of a NYSE utility holding company
• Underwritten public offering of $250 million of 9% senior notes by a NYSE utility holding company
• Corporate reorganization of a NYSE global contractor resulting in a change in its domicile from the Republic of Panama to Delaware, which involved an Agreement and Plan of Merger, the filing of a Form S-4 Registration Statement, a special meeting of stockholders and an SEC no-action letter
• Private placement of $110 million of first mortgage bonds by wholly-owned electric utility subsidiary of a NYSE utility holding company
• Underwritten public offering of $268.8 million of common stock by a NYSE global contractor specializing in energy infrastructure
• Sale of NYSE oil and gas company to another NYSE oil and gas company for approximately $4.0 billion in stock and cash
• Offering of $52 million of common stock and warrants by a NYSE global contractor specializing in energy infrastructure in a PIPE transaction
• Offering of $84.5 million of 6.5% convertible senior notes by a NYSE global contractor specializing in energy infrastructure in a PIPE transaction
• Rule 144A offering of $70 million of 2.75% convertible senior notes by a NYSE global contractor specializing in energy infrastructure
• Underwritten public offering of $250 million of 6.5% senior notes by a NYSE utility holding company
• Underwritten public offering of $124.2 million of common stock by a NYSE utility holding company
• Underwritten public offering of $75 million of first mortgage bonds by wholly-owned electric utility subsidiary of a NYSE utility holding company
• Underwritten public offering of $94.8 million of common stock by a NYSE global contractor specializing in energy infrastructure and selling stockholders
• Sale of public oil and gas company to another public oil and gas company for approximately $350 million in stock and cash
• Underwritten public offering of $175.9 million of common stock by a NYSE utility holding company
• Sale of public oil and gas company to privately-owned oil and gas company for approximately $50 million in cash
• Underwritten public offering of $64.1 million of common stock by selling stockholders of a public oil and gas company
• Acquisition of public oil and gas company by privately-owned oil and gas company for approximately $81.7 million in stock
• Represented over a 16-year period a NYSE oil and gas company in five public equity offerings, including its initial public offering, two public debt offerings and three Rule 144A/Reg. S debt offerings (and subsequent related exchange offers on Form S-4), all of which raised aggregate net proceeds of approximately $1.2 billion