Find Lawyers in California, United States for Mutual Funds Law
Practice Area Overview
Areas of focus for practitioners include product development initiatives, disclosure documents, promotional materials, advisory and distribution arrangements, contracts with service providers, regulatory filings, and dealings with regulators. Other key areas include board counseling and corporate governance, regulatory and compliance matters, examinations and enforcement matters, and shareholder litigation.
Lawyers also provide advice on transactional matters including mergers and acquisitions involving fund sponsors, fund reorganizations, fund investments in portfolio companies, and cross-border matters. Related areas of practice include investment adviser regulation, broker-dealer regulation, and advice with respect to offering funds in foreign jurisdictions and related regulatory matters.
Arthur Zwickel is a partner in the Investment Funds & Private Capital practice at Paul Hastings and practices in the area of securities, corporate, and investment management law. Mr. Zwickel’s practice focuses on structuring and organizing both registered and private investment funds, including mutual funds, closed-end funds, hedge funds, private equity funds, hybrid funds, and fund-of-funds. He also counsels investment advisers and broker-dealers on federal and state regulatory iss...
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