Michael D. "Mike" Waters
Recognized since 1997
Birmingham, Alabama
Practice Areas
Banking and Finance Law
Corporate Law
Financial Services Regulation Law
Michael Waters is a partner in the Corporate Practice Group. He focuses on issues facing banks, financial institutions, and other financial-services entities. Mike has practiced corporate and securities law, primarily in the financial institutions area, for more than 30 years. He routinely represents banks, bank holding companies, and other financial entities in acquisitions, capital raising transactions, SEC and shareholder issues, new bank formations, and board fiduciary duty issues. He has advised buyers and sellers in approximately 110 bank mergers and acquisitions, ranging from small community banks to the acquisition of a $34 billion holding company. Mike also advises banks regarding regulatory issues, examinations, compliance, and enforcement proceedings. Since 1994, Mike has served as an adjunct professor of law at The University of Alabama School of Law, where he taught banking law for 20 years and currently teaches corporate mergers and acquisitions. He speaks frequently at seminars and has written numerous law review articles on banking and securities. He is the author of Proxy Regulation, published in 1992 by the Practising Law Institute. Mike served as legal advisor to Governor Fob James of Alabama from January 1979 to July 1980.
Contact & Links
Location
- 420 Twentieth Street North, Suite 1100
Birmingham, AL 35203
Education
- The University of Alabama, JD, graduated 1977
- University of Oxford, MA, graduated 1975
- Duke University, BA, graduated 1972
Bar Admissions
- Alabama, Alabama
- District of Columbia, District of Columbia
Affiliations
- Alabama Citizens Constitutional Commission, Governor Bob Riley - Member (2003)
- Alabama Law Foundation - Board of Governors (2018)
- Alabama Law Institute - Member; Task Force on the Revised Alabama Uniform Securities Act, Chairman (2004-2005)
- Alabama State Bar - Member; Task Force on Admissions, Chairman (2003-2006); Task Force on Bar Examinations (1997)
- Alabama State Board of Bar Examiners - Chairman (1991-1994); Member (1987-1994)
- Birmingham Bar Association - Member
- District of Columbia Bar - Member
Headquarters:
New Orleans, Louisiana
151 The Best Lawyers in America® awards
39 Best Lawyers: Ones to Watch® in America awards
Recognized in The Best Lawyers in America® 2025 for work in:
- Banking and Finance Law
- Corporate Law
- Financial Services Regulation Law
Special Focus:
- Secured Transactions
Publications
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