Find Lawyers in America for Corporate Compliance Law

Jeff Allred focuses his practice on corporate strategy, governance, acquisitions, and finance.

Eric Amstutz concentrates his practice in advising businesses; the negotiation, drafting and analysis of complex agreements, including business mergers, acquisitions, dispositions, joint ventures and spin-offs; board governance, issues, including for public companies; insolvency-related matters; equity and debt securities offerings; government-private sector transactions; and business practice assistance in litigation.

Jessica’s practice focuses on defending clients facing government investigations and enforcement proceedings, as well as False Claims Act, Anti-Kickback and Stark litigation. This includes working with clients in both the healthcare and government contracting industries. Jessica also has significant complex commercial litigation experience representing corporations, officers and directors in class actions, securities litigation and contract disputes and conducting internal investigation...

Authority on consumer finance regulation and law. Decade of government bank regulatory service. Develops multidisciplinary solutions for consumer finance companies and banks. With deep understanding of consumer finance law and markets, Sarah Auchterlonie ensures that transactions and consumer product offerings achieve her clients’ compliance, effectiveness and growth goals. As an advocate in Congress or with federal and state agencies, she brings a decade of government service with fede...

Jonathan Awner serves as Co-Chair of Akerman’s Corporate Practice Group. Ranked by Best Lawyers in America , Chambers USA , and The Legal 500 as a preeminent corporate lawyer, Jonathan Awner advises clients in automotive retail, aviation, distribution, hospitality, logistics, manufacturing, services, technology, waste management and other industries. Described by a client quoted in Chambers USA as a “top-notch” lawyer who is “smart, hard-working and practical,” J...

Chester E. Bacheller is a transactional lawyer practicing in the areas of securities, mergers and acquisitions and finance including, venture capital financing. The majority of Mr. Bacheller's practice has centered on representing companies and investors in various corporate and financial transactions. He has substantial experience in a wide range of corporate, securities and banking matters, including: public offerings of securities registered under the federal and state securities laws; cor...

Bill Banowsky focuses his practice on complex business litigation and arbitration, securities litigation, and corporate governance investigations. He also represents national and international energy industry clients in various disputes involving contract rights and business torts. In recent years, he has become involved in numerous disputes representing healthcare providers including hospitals, ambulatory surgery centers, medical device suppliers, physician groups and ancillary providers. Mr...

Ben Barkley advises public and private clients in a broad range of corporate finance transactions and securities regulatory matters, including: mergers and acquisitions public offerings and private placements of debt and equity securities venture capital and private equity investments compliance with securities disclosure obligations corporate governance corporate restructurings, recapitalizations and distressed situations joint ventures and strategic alliances special committee, board and in...

Douglas F. Behm practices complex civil litigation, white collar criminal defense, government regulatory agency defense, and corporate internal investigations and compliance. He has extensive trial and appellate court experience. Mr. Behm began his career as an assistant district attorney in Kings County (Brooklyn), New York in 1974. From 1977 to 1987 he served as an attorney with the United States Department of Justice in New York City (Eastern District). While with the Justice Department, h...

Guides the strategic direction of the firm as managing partner. Twenty-five years of litigation experience. Develops innovative and practical solutions to solve complex problems. As Brownstein’s managing partner and a member of its executive committee, Rich works closely with clients, attorneys, policy advisors, staff and industry and community leaders to drive the firm’s strategic growth and development. From leading new ways to enhance client value to building and retaining a di...

Howard is the leader of the firm’s Capital Markets Group. He specializes in counseling both public and private companies involved in equity and debt financings, including IPOs and follow-on public offerings as well as private placements, and regularly advises clients regarding ongoing corporate governance and disclosure matters, stock exchange listing standards and Sarbanes-Oxley Act and Dodd-Frank Act compliance. Howard advises companies in a number of industries including real estate ...

Harvey practices primarily in the areas of international and domestic corporate finance and domestic corporate governance, investment management law, securities law, including the Investment Company Act and Investment Advisers Act, and corporation, limited liability company and partnership law. Harvey counsels domestic and foreign clients, and advises clients respecting domestic and offshore investments and transactions. He also counsels on CFIUS compliance in international transactions follo...

Brian Blaney concentrates his practice on corporate and securities law, mergers and acquisitions, and private equity investments. Brian has extensive experience in capital markets transactions including public and private offerings of equity and debt securities. Brian regularly advises public companies on mergers and acquisitions as well as on compliance with SEC reporting requirements, stock exchange listing rules, and general corporate matters. In addition to advising companies in a broad r...

Managing Director of the Private Equity Practice at Dickinson Wright PLLC. Mr. Bolton has extensive experience in all areas of corporate finance, private equity, mergers & acquisitions and securities. He has represented companies in a wide variety of transactions, including IPO and "going private" transactions, mergers, asset acquisitions or divestitures, recapitalizations, MBOs and LBOs. Mr. Bolton has also represented the sponsors of private equity and mezzanine funds in the organizatio...

Andrew Bor, a partner in the firm’s Business practice, has over 30 years of experience providing counsel in the areas of corporate governance and securities regulation, corporate finance, mergers and acquisitions and strategic divestitures and spin-offs. He also handles significant strategic assignments for a number of public companies, boards of directors and special committees, including advising on relationships with activist shareholders, proxy contests, evaluating strategic alterna...

Tom Brumgardt is a partner and practices in the Firm’s Columbia and Charleston offices in the areas of corporate law, mergers and acquisitions, and insurance regulation.

While fully engaged as Managing Partner of Buckley King, Brent Buckley counsels and represents financial institutions, private equity firms, lenders, businesses and executive management on business issues, complex and structured finance, workouts, asset-based lending, corporate internal investigations, and commercial litigation matters. Brent is nationally recognized for excellence in both corporate law and banking and finance litigation. He is named among the prestigious Legal Who's Who as o...

Jason Bushby provides regulatory compliance, enforcement, and litigation assistance to a range of financial services clients across the country. On the compliance and enforcement side, Jason assists numerous clients as they bring their operations into compliance with various obligations imposed on them by the Consumer Financial Protection Bureau (CFPB), including the Mortgage Servicing Final Rules in Regulations X and Z and the TILA-RESPA Integrated Disclosure Rule. He also advises clients on...

Technology firms, manufacturers, beverage companies, health care companies, nonprofits, and oil and gas companies have all benefited from John’s thoughtful, pragmatic strategic direction on corporate matters, including mergers and acquisitions, strategic alliances and agreements, and debt and equity financings. Whether you’re looking to raise capital, finance growth, or negotiate an acquisition agreement, John has the experience and acumen to help you meet your business goals. Joh...

Suzi Clawson is a shareholder and corporate attorney in Haynsworth Sinkler Boyd's Columbia office, where she focuses her practice on advising corporate governance matters, including corporate governance documents, committee charters and governance principles, director and committee independence, related party transaction issues and fiduciary duties of directors. Suzi also has extensive experience representing both public and private issuers, while also advising public and private company clie...

Benjamin Cooke is a partner in Hahn Loeser’s Business Practice Area. He has a wide range of experience representing both private sellers and buyers in M&A transactions and has advised numerous buyers in management group buyouts, corporate divestitures, and spin-offs. Benjamin represents private equity and independent deal sponsors and serves as outside general counsel to private companies both in Ohio and nationally, where he handles all contract and transactional matters including ...

Experienced corporate, finance and business attorney, focusing on mergers and acquisitions, joint ventures, debt and equity financings, and general corporate counseling. Has served as lead counsel or co-lead counsel on over 200 transactions, ranging in transaction value from under $1 million to $3 billion. Advises both publicly and privately held companies in a wide variety of industries, including energy, financial services, insurance, staffing, manufacturing, technology, and sports and ente...

Angie is a seasoned transactional lawyer whose practice focuses on complex healthcare matters and navigating mergers and acquisitions . She has advised and represented a wide variety of clients in financing transactions, healthcare regulatory matters, joint ventures, commercial contracts, clinical trials, corporate governance and more with the knowledge and insight only 25 years of experience can provide. Prior to joining Smith Hulsey & Busey, Angie was a partner at a global AmLaw 100 fir...

Eric David focuses his practice on business litigation, constitutional litigation, and media and communications law. Eric represents businesses, public agencies, and individuals in high-stakes litigation in federal and state court, and especially the North Carolina Business Court. A seasoned litigator, Eric represents large and small businesses in complex litigation, particularly in federal court and the North Carolina Business Court. Eric has experience in a myriad of matters, including trad...

Jason Day is a partner with the firm's Business practice. He focuses his practice on securities regulations and public offerings. Jason counsels public companies on Securities Exchange Act of 1934, NYSE and NASDAQ compliance and disclosure issues. He also advises public company executives and boards regarding executive compensation, corporate governance, corporate finance, Sarbanes Oxley Act, Dodd-Frank Act, Regulation FD and Section 16 compliance. Jason's securities experience also includes ...

Gary W. Derrick specializes in corporate and securities law, including mergers and acquisitions, ’34 Act reporting, private equity and debt financing, venture capital financing, business formation and restructuring, corporate governance, and general business contracts. His clients are in oil and gas, technology, hospitality, agriculture, manufacturing, retail and professional services.

Catherine Dingle (formerly Kronk) is a founding member of MSK. She has extensive experience with a wide range of complex commercial transactions, including commercial finance. Kate has assisted clients in expanding their businesses and acquiring assets throughout Vermont, New York, New England, and Canada. Her practice also includes representing local Vermont companies and regional, Canadian, and other foreign businesses and banks in complex commercial transactions, such as large credit facil...

Edward L. Dowd Jr. is a litigator who defends corporations, professional service firms and individuals in high-stakes, complex civil, and white collar criminal cases and investigations. He represents clients with the U.S. Attorneys’ Offices, the SEC, DOJ, EPA,, IRS, Health and Human Services and other federal and state agencies. In addition, Ed works with companies to strengthen corporate compliance in order to avoid the initial missteps that result in investigations and trials. Ed&rsqu...

Practicing law for over 20 years, founding partner Ray Driver focuses on corporate law (including mergers and acquisitions), business, contracts, venture capital and securities law. He represents clients in business acquisitions, dispositions and mergers, as well as providing ongoing counseling regarding business formation, corporate governance, contract law and ancillary legal issues. He also counsels clients in obtaining capital through private placements, venture capital investments and ot...

Carolyn Duncan’s practice is concentrated in securities issuance and compliance matters. Experienced in a wide variety of public and private securities work, she represents issuers, underwriters, and other parties in numerous facets of this area of law, including public and private offerings of securities, registration and continuous disclosure matters, proxy solicitations, tender offers, business combinations, restricted securities and transactions by corporate insiders. She represents...

Steve has been effectively negotiating, structuring and closing tech transactions from the very infancy of the industry. Steve’s clients include both established and emerging companies and recognizable brands seeking to create and leverage new technological platforms and business models. He has negotiated and closed a broad range of technology transactions, ranging from software, technology and IP licensing, cloud computing, SaaS and digital media and distribution to joint ventures and ...

Kelly practices business and securities law with a focus on: acquisitions and dispositions of companies and their corporate assets, structuring of partnerships, buy-sell and succession arrangements for closely held businesses, representing both issuers and investors (including institutional investors, family offices and individual investors) in connection with equity financings of privately held companies, representation of start-up and emerging growth companies, structure and formation of ne...

Dennis Dykhuizen is the senior partner in the firm’s Health Care and Business Practice groups. He focuses his practice in the areas of health care, business and commercial transactions. He has experience in assisting clients with tax matters, business succession planning, acquisitions, joint ventures, estate planning, financing and contract negotiations. He has represented a wide range of physician groups and health care providers, including hospitals, ambulatory surgery centers, assist...

Tim advises buyers and sellers in mergers and acquisitions, represents lenders and borrowers in commercial financing transactions, assists clients with real estate acquisitions and dispositions, and negotiates and establishes joint ventures. Tim also drafts and negotiates leases, as well as represents developers in the acquisition, sale, financing and development of real estate throughout the country. Certified public accountant, business adviser and corporate attorney Tim Emerick represents ...

George R. Fair was admitted to the Mississippi Bar in 1973. He has a general civil practice of both business and litigated matters, primarily in the banking, commercial lending and finance, corporate, public utilities, construction, fidelity and surety areas. George is a former President of the Mississippi Bar and an active member in several professional organizations.

Doug practices in the areas of business and securities law, including mergers and acquisitions and commercial finance. Doug has significant experience in the representation of businesses in various industries in mergers, sales and acquisition activities, public and private capital raising transactions and corporate governance issues. He has represented venture capital funds in their formation and strategic investment transactions. Doug also has experience in representation of issuers in publi...

Dan Fritze is a partner of Nelson Mullins Riley & Scarborough LLP who practices in Columbia in the areas of corporate, finance, mergers & acquisitions, and securities law. Mr. Fritze has experience with mergers and acquisitions, corporate formation and governance issues, joint ventures, private placements, and commercial and supply contracts. Mr. Fritze’s prior experience as a CPA allows him to provide financial insight on corporate transactions.

Martin R. Galbut brings decades of counseling and litigation experience to the firm. He combines a distinct blend of corporate, securities, banking, real estate, antitrust, intellectual property, and finance counseling and litigation experience with tenacious thoroughness and unmatched client service. Martin represents both plaintiffs and defendants in a broad range of cases involving securities, banking and finance, labor and employment, corporate governance, intellectual property, antitrust...

Dennis O. Garris is partner-in-charge of the firm’s Washington, D.C. office and is the former co-head of the firm’s securities, mergers and acquisitions practices. His practice focuses on securities and complex Securities and Exchange Commission (SEC) regulatory and disclosure matters and mergers and acquisitions. Mr. Garris is a nationally known expert on SEC regulatory matters, including the proxy rules, tender offer rules, going-private rules and beneficial ownership reporting ...

David Gee assists clients in achieving financial and tax benefits through structuring or restructuring ownership interests and debt in connection with asset based transactions. A substantial portion of his practice involves acquisition, development, financing, exchange and other disposition of real estate assets, representing both owners and lenders. He often assists owners in obtaining land use and development rights and financing assistance from Utah governmental authorities including indus...

Andrew C. Glassman is chair of the Business and Finance practice. His practice includes corporate law, commercial transactions and employment and labor relations advisory services. Andy routinely works with many middle market companies as their general counsel where he advises such clients on their merger and acquisition activities, capital raises restructurings, supply and services agreements, material vendor contracts, loan documentation and advises such clients with respect to retention of...

Robert J. Grammig is a partner and leader of the firmwide Public Companies and Securities Practice at Holland & Knight. Mr. Grammig has practiced for more than 30 years in the areas of public company mergers and acquisitions, securities law, general corporate law and international business transactions. He serves on the firm's Directors Committee. Mr. Grammig has represented both companies and underwriters in numerous public company offerings. He has also led legal teams on behalf of acqu...

Jonathan Gray’s practice focuses on corporate and business law. Resident in the New Brunswick office, he handles an array of corporate transactional matters including: mergers and acquisitions, business formation and financing, venture capital and private equity transactions, joint ventures and strategic alliances, bank credit facilities and loan transactions, public securities filings, corporate governance matters, intellectual property licenses, contracts with employees and consultant...

Jordan Green, a partner in the firm's Litigation practice, focuses his practice on white collar criminal defense, corporate compliance, internal investigations and commercial litigation. Jordan has represented individuals and businesses in governmental investigations relating to tax, the environment, OSHA , MSHA , securities , mail and wire fraud, antitrust, the Foreign Corrupt Practices Act, government contracting, immigration and political contributions. He has authored corporate compliance...

Joanne Grimes is a Partner in the firm’s Honolulu Office and is licensed to practice law in Hawaii and Guam. She has over two decades of experience in representing institutional businesses, nonprofit organizations, and private and charitable trusts in matters involving governance, employment & employee benefits, procurement, contracts, proprietary rights protection, fiduciary duties and trust administration. Ms. Grimes is a Certified Financial Planner™ professional and is acti...

Jo represents clients in corporate, securities, and employment law matters. Her practice has an emphasis on corporate governance issues. She has served as lead counsel on public registrations representing over a billion dollars and has substantial experience in cross-border corporate acquisitions. Jo also counsels clients on employment matters, focusing on reducing the risk of employment-related litigation.